Mortgage Compliance & Marketing Risk Solutions for Brokers and Lenders
Mortgage Compliance Reviews and Vendor Risk Assessments
Compliance Defense for Sales-Driven Mortgage Broker Owners
You built your brokerage to close loans and grow production — not to interpret statutes. MDS delivers enterprise-level compliance analytics at an affordable price, designed specifically for independent mortgage broker operations.
Why this matters for small shops
- You’re held to many of the same standards as major lenders — without their compliance department.
- Most owners are former loan officers: production-first mindset, compliance last.
- “We haven’t had issues yet” isn’t a compliance strategy.
What you get (no fluff)
- A clear snapshot of exposure and gaps
- Prioritized fixes (what to handle first)
- Actionable documentation guidance
- A path to audit readiness — without burying you in manuals
Audit-Ready Confidence
Know where you stand before an audit notice lands — and fix the high-risk items first.
Owner Liability Clarity
Understand the real exposure of LLC leadership and the documentation regulators expect to see.
Affordable Analytics, Built for You
Institutional-grade rigor scaled for 2–12 person mortgage broker operations and budgets.
Same standards as the big guys. None of their resources.
If you feel like “I’m a small shop — why am I held to the same standards as Bank of America?” you’re not alone.
Most independent mortgage brokers don’t have a designated compliance person. The owner ends up doing compliance between closings,
recruiting, and operations — and it becomes expensive fast.
MDS helps you cut through the noise with practical guidance that turns complex rules into implementable steps — so compliance
protects production instead of interrupting it.
Start with a free compliance analysis
Most owners act when risk becomes real: an audit notice, a lender issue, or a horror story from another broker. Don’t wait for urgency. Get a confidential, high-level read on your gaps and the quickest path to defensibility.
Top 7 Compliance Risks Mortgage Broker LLCs Overlook
A quick, practical guide for former loan officers who now own the operation — and the exposure. Built to save you time and highlight what matters most.
Protect your license. Protect your LLC. Protect your livelihood.
Google searches and peer advice can’t replace defensible documentation and a clear compliance plan. If you want confidence that your operation is compliant — and can stand up to scrutiny — start here.
We have successfully reclaimed hundreds of thousands of dollars in fine assessments for our clients. Additionally, we collaborate with mortgage entities to ensure they are fully prepared to pass regulatory audits. One of our achievements even includes securing a Presidential pardon for a client.
EXPERT WITNESS TESTIMONY
Mortgage Defense Solutions is called upon by various mortgage industry professionals to assist in defending or prosecuting mortgage fraud claims.
MORTGAGE INDUSTRY COMPLIANCE AND CONSULTING
Mortgage consulting for the industry is a significant aspect of Mortgage Defense Solutions services.
Why Choose Us
Experience
Over 35 years of experience in the mortgage industry.
Track record
Has successfully represented hundreds of clients.
Integrity
Recipient of the United States Congressional Medal of Distinction.
About MDS
Client Testimonials
